
Samantha Springer
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A handful of recent SEC defeats in administrative proceedings have caused us to question the conventional narrative that the SEC has a distinct “home field advantage” before its own administrative law judges. According to analysis conducted by the Wall Street Journal, the SEC had a 90% win rate in contested cases it brought before its … Continue Reading
Who Wins in SEC Administrative Proceedings?
By Joshua M. Newville and Samantha Springer on Posted in SEC Enforcement