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Corporate Defense and Disputes

Emerging developments in securities law, white-collar criminal defense, and regulatory compliance and enforcement in the asset management industry.

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Second Circuit Holds That the Syndicated Term Loans in Kirschner Are Not Securities 

By Robert Pommer & Robert Sutton on August 30, 2023

On August 24, 2023, the Second Circuit Court of Appeals issued its much-anticipated decision in Kirschner v. JP Morgan Chase Bank, holding that the syndicate term loans at issue were not securities. As noted in our earlier blog post, the SEC declined the court’s request to file an…

Posted in SEC Enforcement, Securities Law, Securities Regulatory
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