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Corporate Defense and Disputes

Emerging developments in securities law, white-collar criminal defense, and regulatory compliance and enforcement in the asset management industry.

Seafarers Pension Plan v. Bradway

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Seventh Circuit Reverses Dismissal of Derivative Action Based on Forum Clause as Applied to Federal Claim

By Jonathan Richman & Joseph Hartunian on January 21, 2022

A recent Seventh Circuit decision in Seafarers Pension Plan v. Bradway may complicate defendants’ ability to use forum-selection bylaws as a basis for dismissal of derivative suits pleading claims under the Securities Exchange Act of 1934.

Posted in SEC Enforcement, Securities Law, Securities Litigation
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