Corporate Defense and Disputes

Important developments in U.S. securities law, white collar criminal defense, regulatory enforcement and other emerging issues impacting financial services institutions, publicly traded companies and private investment funds

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No Influence: Court Dismisses Claim Based on CEO’s Raucous Influencer Parties

By Michael Guggeinheim on Posted in Corporate Governance, Securities Law
Earlier last month, Judge Vince Chhabbria of the United States District Court for the Northern District of California dismissed a novel complaint that the court noted stretched the bounds of when directors of a company could reasonably be held accountable for the actions of its executives. Notwithstanding the case’s amusing subject matter, the decision applies … Continue Reading

SEC Issues New Guidance Regarding Russia Sanctions and Public Company Disclosures

By Frank Zarb, Louis Rambo, Seetha Ramachandran, Julia Alonzo and Michael Guggeinheim on Posted in International, SEC Enforcement, Securities Regulatory
In response to Russian President Vladimir Putin’s decision to invade Ukraine in February, the U.S. government announced sweeping sanctions against Russia. As the conflict nears the three-month mark, businesses around the world are continuing to address compliance with these sanctions. To that end, the SEC recently issued guidance on how companies affected by the Russian … Continue Reading
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